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Tax treatment of Unlisted Securities



At present, listed shares enjoy concessional tax treatment both in terms of holding period and the tax rate, while they, unlike other asset classes, are subjected to the STT.
The tax on capital gains on equity shares held in a company listed on a recognised stock exchange and equity-oriented mutual funds is zero if the stock is held for more than 12 months, while gains made in a shorter period would attract 15% tax.
However, in the case of unlisted shares, the tax rate is 20% (with indexation) if held for more than 36 months (considered as long-term) and 30% for domestic companies and 40% for foreign companies for holdings less than three years.
“The need of the hour is encourage investments into companies (whether listed or unlisted) to meet the capital needs of the aspirational programmes of the government. A contrarian approach would be to bring in parity between listed and unlisted companies and reduce the (long-term period) for unlisted companies from 36 to 12 months, at par with the term for listed securities,” said Girish Vanvari, partner and head of tax, KPMG in India.
The rationale for the move to narrow the tax waiver window for listed securities is that capital gains tax is levied for all other types of assets held for comparable periods. Currently, the period of holding for all asset classes (except listed securities) is three years to qualify as a long-term capital asset. Thus, if shares are held in an unlisted company, or a residential house or a commercial office space, if the asset is held for more than three years, then the seller is entitled to treat such asset as a long-term capital asset. Accordingly, the tax is charged at a lower rate.
In the case of listed shares, however, an exception has been carved out with a lower holding period for the waiver.
Despite the reduction in STT over the years, it constitutes a large percentage (next only to brokerage fee) of the total cost of trading.
Sandip Ginodia , Director
We deal in over 60 unlisted companies with 15 years of experience .
For latest prices visit : www.abhisheksecurities.com/unlisted.htm / call : 09830271248 .

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